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Hedge Fund Managers, Money Managers, Hedge Fund Advisers, and Financial Analysts Are A Select Group of Financial Services Professionals That May Have Original Information Of Financial Fraud and Investment Fraud From Their Own Independent Analysis That Can Be The Basis Of A SEC Whistleblower Reward Lawsuit by Hedge Fund Manager Whistleblower Lawyer, Financial Analyst Whistleblower Reward Lawyer, and Financial Services Professional Whistleblower Reward Lawyer Jason S. Coomer

Hedge Fund Managers, Money Managers, and Financial Analysts are a select group of professionals that often have original information from their own independent analysis of securities violations.  Because of the financial and investment expertise, the SEC has decided to offer large financial rewards to hedge fund managers, financial analysts, and other financial services professionals that properly identify and expose financial fraud, investment fraud, and securities fraud.  Under the SEC Whistleblower Reward Program new rules have expanded the definition of original information to encourage hedge fund managers, financial analysts, and money managers to become whistleblowers.  The new law and SEC rules include increased economic incentives and protections that are meant to encourage hedge fund managers, financial analysts, and money managers to blow the whistle on significant fraud schemes.

If you are a hedge fund manager, financial analyst, money manager, or other financial services professional that is aware of securities fraud, SEC violations, or other financial fraud, feel free to contact Confidential SEC Hedge Fund Manager Whistleblower Lawyer, Financial Analyst Whistleblower Lawyer and Money Manager Whistleblower Lawyer Jason Coomer via e-mail message or use our submission form.

Hedge Fund Manager Whistleblower Lawyers, Financial Analyst Whistleblower Lawyers, and Money Manager Whistleblower Lawyers Can Often Protect Hedge Fund Manager Whistleblowers, Financial Analyst Whistleblowers, and Money Manager Whistleblowers as Well as Help Obtain a Financial Reward Through Properly Filed Disclosures

It is extremely important that Hedge Fund Manager Whistleblowers, Financial Analyst Whistleblowers, Money Manager Whistleblowers, and High-end Investment Whistleblowers are protected while they to expose investment fraud, insider trading, Ponzi scheme, retirement fund fraud, securities fraud, and other unlawful and illegal practices.  By working through Hedge Fund Manager Whistleblower Lawyers, Financial Analyst Whistleblower Lawyers, and Money Manager Whistleblower Lawyers, confidentiality and other protections can often be invoked to protect the identity and career of the hedge fund manager whistleblower, financial analyst whistleblower, money manager whistleblower, or high-end investment whistleblower.

Further, the financial services professional whistleblower lawyer can also help prepare and review the disclosure to help ensure that the financial services professional whistleblower's disclosure is filed correctly.  The financial services professional services lawyer can also provide advice as to any potential dangers or liability that the financial services professional may face by making the filing and provide counsel to the financial services professional prior to making the filing.   

The SEC Whistleblower Reward Program Has An Expanded Definition of Original Information to Include Independent Analysis

The definition of "original information" in the SEC Whistleblower Reward Program, has been expanded from prior whistleblower reward laws to include "independent analysis".   This new expanded definition includes a whistleblower’s independent analysis or own examination and evaluation of publicly available information, if and only if that whistleblower's examination, evaluation, and analysis is determined by the SEC to provide vital assistance to the SEC staff in understanding and identifying complex fraud schemes and violations of securities law.

This expanded definition of "original information" does provide an opportunity for financial analysts, money managers, and high end advanced whistleblower to use their expertise and own independent analysis to blow the whistle on large fraud schemes and potentially make large recoveries, however, it is important to realize that these forms of whistleblower awards are new and it is not fully understood how the SEC will apply financial awards based on independent analysis.  As such, for the protection of high end financial analyst whistleblowers, money manager whistleblowers, and investors, it may be best to report the fraud through a SEC Whistleblower Reward Program Lawyer that can protect the identity of the whistleblower until it can be determined what type of an award may be offered.

Harry Markopolos' Attempted Exposure of Bernie Madoff Has Help Lead To The New Expanded Independent Analysis Definition

As many in the financial services industry, financial analyst whistleblower Harry Markopolos attempted to expose the Bernie Madoff Ponzi Scheme long before it came to national attention.  After discovering the financial investment fraud through his own independent analysis, he alerted the SEC to the financial fraud and made several attempts to expose the fraudulent hedge fund. 

Now under the new SEC rules, financial analyst whistleblowers will be able to help expose hedge fund fraud and may through their own analysis be able to obtain a portion of the monetary sanctions given to those committing fraud.

Increased Economic Incentives for Financial Analyst Whistleblowers, Expanded Definition of Monetary Sanctions for Calculation of Rewards for Financial Analyst Whistleblowers, and Expanded SEC Financial Analyst Whistleblower Rewards

Under the SEC Whistleblower Program, Whistleblowers entitled to recovery ranging from 10 to 30% of monetary sanctions.  These monetary sanctions are much more far reaching than prior Insider Trading Awards and include not only SEC penalties, but also disgorgements. These disgorgements can be the largest part of the potential recovery and greatly increase the economic incentive for the potential whistleblower.

A financial disgorgement is a repayment of ill-gotten gains that is imposed on wrong-doers by the courts. Thus, funds that were received through illegal or unethical business transactions are disgorged, or paid back, with interest to those affected by the action. Disgorgement is a remedial civil action, rather than a punitive civil action. As applied to the SEC violations, individuals or companies that violate SEC regulations are typically required to pay both civil money penalties and disgorgement. Civil money penalties are punitive, while disgorgement is about paying back profits made from those actions that violated the SEC's regulations.  In some instances, disgorgement payments are not only demanded of those who violate securities regulations. Anyone profiting from illegal or unethical activities may be civilly required to disgorge their profits.

Hedge Funds and Largest Hedge Funds

A hedge fund is an investment fund that can undertake a wider range of investment and trading activities than other funds, but which is only open for investment from particular types of investors specified by regulators.  These investors in hedge funds are typically institutions, such as pension funds, university endowments and foundations, or high net worth individuals.

The largest hedge funds include:  1. Bridgewater Associates ($58.9 billion); 2. JPMorgan Asset Mangagement ($54.2 billion);  3. Man Investments ($40.6 billion); 4. Paulson & Co ($35.887 billion); 5. Brevan Howard ($32.0 billion); 6. Soros Fund Management ($27.9 billion);  7. Och-Ziff Capital Management ($27.6 billion); 8. BlackRock ($25.0 billion); 9. BlueCrest Capital Management ($24.5 billion); 10. Angelo, Gordon, & Co ($23.6 billion); 11. Baupost Group ($23.4 billion); 12. Farallon Capital ($21.5 billion); 13. King Street Capital ($19.9 billion); 14. Goldman Sachs Asset Management ($19.8 billion); 15. Avenue Capital ($18.3 billion); 16. Winton Capital Management ($17.78 billion); 17. Renaissance Technologies ($17.0 billion); 18. Elliott Management ($16.8 billion); 19. AQR Capital ($16.7 billion); and 20. Landsdowne Partners ($16.146 billion).

As a class, hedge funds invest in a diverse range of assets, but they most commonly trade liquid securities on public markets. They also employ a wide variety of investment strategies, and make use of techniques such as short selling and leverage.

Dodd-Frank Wall Street Reform Act Required Registration of Hedge Fund Advisors with the SEC and States

The Dodd-Frank Wall Street Reform Act passed in July 2010 increased regulation of financial companies, including hedge funds. The act requires advisers with private pools of capital exceeding $150 million or more in assets to register with the SEC.  As investment advisers, these hedge fund advisers become subject to all rules which apply to registered advisers by July 21, 2011. Previous exemptions from registration provided under the Investment Advisers Act of 1940 no longer apply to most hedge fund advisers. Hedge fund managers who have less than $100 million in assets under management are overseen by the state where the manager is domiciled and become subject to state regulation. In addition to US hedge funds, many overseas funds with more than 15 US clients and investors, and managing more than $25 million for these clients, also have to register with the SEC. Mandatory registration of hedge fund advisers was supported by the largest hedge fund trade group, the Managed Funds Association (MFA), which announced its support for registration in testimony to a US congressional committee on May 7, 2009.

Dodd-Frank also required hedge funds to provide information about their trades and portfolios to help regulators fulfill their obligation to monitor and regulate systemic risk. The aim was for this data to be analyzed and shared among regulators – including the newly created Financial Stability Oversight Council – and for the SEC to report to Congress on how the data is being used to protect both investors and market integrity. Under the so-called "Volcker Rule", regulators are also required to implement regulations for banks, their affiliates and holding companies to limit their relationships with hedge funds and also to prohibit these organizations from proprietary trading, and limit their investment in, and sponsorship of hedge funds

Securities and Exchange Commission SEC Violation Whistleblower Lawyer, Dodd-Frank Act Financial Fraud Whistleblower Bounty Lawyer, SEC Whistleblower Incentive Program Lawyer, SEC Violation Lawyers, Financial Fraud False Claims Act Whistleblower Lawyer, Securities Fraud Action, Commodity Fraud Action, and SEC Fraud Qui Tam Whistleblower Lawyer

The Securities and Exchange Commission (SEC) has announced that the "new SEC whistleblower program, implemented under Section 922 of the Dodd-Frank Act, is primarily intended to reward individuals who act early to expose violations and who provide significant evidence that helps the SEC bring successful cases."  "To be considered for an award, the SEC’s rules require that a whistleblower must voluntarily provide the SEC with original information that leads to the successful enforcement by the SEC of a federal court or administrative action in which the SEC obtains monetary sanctions totaling more than $1 million." 

The SEC can award the whistleblower up to 30% of the money collected.  By creating whistleblower bounties for investors and financial services professionals with specific information of financial fraud, it is expected that hard to detect financial fraud including derivative market fraud and investment fraud will be exposed to help regulate the financial market and prevent large investment corporations, banks, hedge funds, and other large corporations from committing financial fraud of billions of dollars.  The new SEC Whistleblower Rules have been published on the SEC website.

Hedge Fund Manager Whistleblower Lawyers, Money Manager Whistleblower Lawyers, Hedge Fund Adviser Whistleblower Lawyers, Financial Analyst Whistleblower Lawyers, Financial Services Professional Whistleblower Lawyers, Protected Hedge Fund Adviser Whistleblower Lawyer, & Financial Analyst Whistleblower Protection Lawyers

If you are aware of a large investment company, hedge fund, bank, financial institution, broker, investor, or other large, that is committing SEC violations or is defrauding investors, please feel free to contact Financial Analyst Fraud Whistleblower Reward Lawyer Jason Coomer

As a Hedge Fund Manager Whistleblower Lawyer, Confidential Financial Services Professional Whistleblower Lawyer, and Financial Analyst Whistleblower Reward Lawyer, he works with other powerful financial services professionals whistleblower reward lawyers that handle large SEC Securities Fraud Whistleblower Lawsuits, Futures Commodity Trade Commission Whistleblower Lawsuits, and other Financial Fraud Lawsuits.  He works with New York Financial Analyst Whistleblower Lawyers, Dallas Financial Analyst Whistleblower Lawyers, Wall Street Hedge Fund Manager Whistleblower Reward Lawyers, Houston Money Manager Whistleblower  Lawyers, Chicago Hedge Fund Manager Whistleblower Reward Lawyers, Dallas Financial Analyst Whistleblower Lawyers, and other Financial Fraud Whistleblower Lawyers throughout the United States and the World to blow the whistle on fraud. 

Hedge Fund Manager Whistleblower Lawyer, Money Manager Whistleblower Lawyer, Hedge Fund Adviser Whistleblower Lawyer, Financial Analyst Whistleblower Lawyer, Financial Services Professional Whistleblower Lawyer & Financial Analyst Whistleblower Protection Lawyer

It is extremely important that Hedge Fund Managers, Financial Analyst Whistleblowers, Money Manager Whistleblowers, and other Financial Services Professional Whistleblowers continue to expose investment fraud, insider trading, Ponzi scheme, retirement fund fraud, securities fraud, and other unlawful and illegal practices that threaten the integrity of Wall Street and the securities markets.  

If you are a hedge fund manager, financial analyst, money manager, or other financial services professional that is aware of securities fraud, SEC violations, or other financial fraud, feel free to contact Confidential SEC Hedge Fund Manager Whistleblower Lawyer, Financial Analyst Whistleblower Lawyer and Money Manager Whistleblower Lawyer Jason Coomer via e-mail message or use our submission form.

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